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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-06-12 |
Branch Locations
165 North Meramec Ave. Suite 430, Clayton, MO 63105 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | St. Louis | MO | 10/1986 | 06/2017 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2018 | 10/2019 |
| Mutual Advisors, Llc. | Omaha | NE | 06/2018 | Present |
| Unemployed | St. Louis | MO | 06/2017 | 06/2018 |
1. JADE HARVEST, LLC, START DATE: 9/7/2017, 950 FRANCIS PLACE, SUITE 107, CLAYTON, MO 63105, LLC, REAL ESTATE/PROPERTY MANAGEMENT, PASSIVE INVESTOR, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. MUSICIAN, START DATE: ONGOING, MUSICAL GROUP, DRUMMER/SINGER, DRUMMER/SINGER, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. Robert P. Greene Irrevocable Insurance Trust UTA DTD, Start Date: 10/29/2018, 2180 White Lane Drive, Chesterfield, MO 63017, A Missouri Trust, The Trust owns a life insurance policy, Trustee, Pay the annual premium on the life insurance premium, Not Investment Related, 1 hour per year, 0 hours per day during trading hours. 4. Verde Bach, LLC., Start Date: 07/23/2019, 133 Bryn Wych Place, St. Louis, MO 63141, LLC, Pass through entity for fees and commissions, Organizer/Member, Organizer of the pass through entity, Not Investment Related, 1 hour per month, .10 hours per day during trading hours. 5. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 12400 Olive Blvd., Ste. 328, St. Louis, MO 63141, LLC, Renting office space and sharing office expenses, Member, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, Less than 1 Hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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