Michael Alan Kramer

Current Employers

Employment History

• 11/1986 → Present
  Pinnacle Advisory Group
  Lawrenceburg, IN
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-01 → 2013-09-03
  Tower Square Securities, Inc.
  Lawrenceburg, IN
  Lawrenceburg, IN
• 2003-03-07 → 2004-06-11
  Main Street Management Company
  Lawrenceburg, IN
• 2001-10-29 → 2004-03-31
  Ws Griffith Securities, Inc.
  Lawrenceburg, IN

Other Businesses

1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 40HRS/WK SINCE 1986 2) NAME OF OTHER BUSINESS: DEARBORN COUNTY CHAMBER OF COMMERCE INVESTMENT RELATED: NO ADDRESS: LAWRENCEBURG, IN 47025 NATURE OF BUSINESS: NON-PROFIT START DATE: 1/1995 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: OVERSIGHT AUTHORITY. 3) NAME OF OTHER BUSINESS: DBA PINNACLE ADVISORY GROUP INC. OF INDIANA INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: SECURITIES START DATE: 1/1996 POSITION/TITLE/RELATIONSHIP: REGISTERED REP & IAR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SECURITIES BUSINESS. 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC - STATE OF INDIANA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 07/27/2016; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 0 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NOTARIZE WHEN/IF CLIENT OR EMPLOYEE NEEDS NOTARIZING. 5) NAME OF OTHER BUSINESS: NEWMAN AND KRAMER, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT; 6) NAME OF OTHER BUSINESS: KRAMER AND NEWMAN, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-12
• S63 Uniform Securities Agent State Law Examination
  1992-06-08

Other Names

• Mike Kramer