Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-22 |
| OH | RA | APPROVED | 2023-02-10 |
| TX | RA | APPROVED | 2023-02-10 |
Branch Locations
41 W Eads Pkwy, Lawrenceburg, IN 47025-1683 • United States
9636 Cincinnati Columbus Rd, Cincinnati, OH 45241-1072 • United States
Middletown, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2006 | 02/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2006 | 02/2023 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 02/2023 | Present |
Real Estate Ownership; Single Family; 1901 Finley St., , Middletown, OH, 45044; Not Investment-Related; 05/10/2005. Independent Insurance Brokering; Cincinnati Life; 04/01/2009; / Banner; 01/01/2018; / One America; 06/01/2010; Long Term Care. Business Ownership; Saxon Advisors, LLC; Owner; Ameriprise practice; 9636 Cincinnati Columbus Rd, , West Chester, OH, 45241; Investment-Related; 03/10/2023; 60 hours per month; 60 during trading hours / Saxon Reality LLC.; Decision making of daily activities. This company owns the building. Looking to build homes in a local lake community. Involvement will be limited to financing and administration of permits and payments.; Real estate.; 9636 Cincinnati Columbus Rd, , West Chester, OH, 45241; Not Investment-Related; 10/05/2016; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
Reach out to this advisor