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Richard Alan Lammering

LPl Financial LLC

Lawrenceburg, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-02-21
  • IN RA
    APPROVED
    Since 2025-02-21

Branch Locations

409 Walnut St, Lawrenceburg, IN 47025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Aurora IN 09/2005 03/2020
Ameriprise Financial Services, Llc Aurora IN 03/2020 02/2025
Lpl Financial Llc Lawrenceburg IN 02/2025 Present
Previous Registrations
Other Businesses

1.12/12/2024- SEI Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28
Other Names
  • Rick Lammering
  • Richard A Lammering

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Lawrenceburg, IN
EDWARD JONES · LAWRENCEBURG, IN
EDWARD JONES · LAWRENCEBURG, IN
LPL FINANCIAL LLC · LAWRENCEBURG, IN
CETERA INVESTMENT ADVISERS LLC · LAWRENCEBURG, IN
FIFTH THIRD SECURITIES, INC. · LAWRENCEBURG, IN
SCHMIDT WEALTH MANAGEMENT, L.L.C. · LAWRENCEBURG, IN
EDWARD JONES · AURORA, IN

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