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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| IN | RA | APPROVED | 2023-02-10 |
| OH | RA | APPROVED | 2023-02-10 |
Branch Locations
41 W Eads Pkwy, Lawrenceburg, IN 47025-1683 • United States
9636 Cincinnati Columbus Rd, Cincinnati, OH 45241-1072 • United States
Greendale, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2005 | 02/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2005 | 02/2023 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 02/2023 | Present |
Independent Insurance Brokering; Banner Life; 04/30/2023; / CUNA Mutual; 04/30/2023; Fixed Annuity. Business Ownership; Bushman Financial LLC; Owner; Manage Ameriprise Business; 1516 Nowlin Ave, , Greendale, IN, 47025; Investment-Related; 09/23/2021; 1 to 9 hours per month; 0 during trading hours / Bushman Properties LLC; Co-owner; Real Estate; 1516 Nowlin Ave, , Greendale, IN, 47025; Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Bushman Financial LLC W2 Employee; W2 Employee; Manage advisory business; 1516 Nowlin Ave, , Greendale, IN, 47025; Investment-Related; 11/01/2023; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-04 |
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