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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-12-03 |
Branch Locations
3110 Edwards Mill Rd Ste 205, Raleigh, NC 27612 • United States
Vass, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Raleigh | NC | 12/2009 | Present |
TRUSTEE FOR RALEIGH WEALTH MANAGEMENT 401K, INV RELATED, RALEIGH, NC, START: 2/27/2018, 1 HR/MONTH, 0 HRS DURING TRADING.| FIRST FLIGHT FINANCIAL ADVISORS LLC; INV RELATED; RALEIGH, NC; START 02/20/2015; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.| RALEIGH WEALTH MANAGEMENT INC; INV RELATED; RALEIGH, NC; 100% OWNERSHIP; START DATE 12/9/2009; 32 HOURS PER MONTH; 32 DURING TRADING; FINET PRACTICE. |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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