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Cathy Anne Desjardins

Ubs Asset Management (Americas) LLC

Denver, CO

New York, NY

Dana Point, CA

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-18
CO RA APPROVED 2009-08-13
  • CA RA
    APPROVED
    Since 2025-02-18
  • CO RA
    APPROVED
    Since 2009-08-13

Branch Locations

370 17Th Street , Suite 4100, Denver, CO 80202 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

Dana Point, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Global Asset Management (Us) Inc. Denver CO 09/2002 Present
  • 09/2002 → Present
    Ubs Global Asset Management (Us) Inc.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-02
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S65 Uniform Investment Adviser Law Examination
    1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Other Names
  • Cathy Suomela
  • Cathy Desjardins Suomela
  • Cathy Desjardins
  • Cathy Des Jardins Suomela
  • Cathy Des Jardins

View on SEC IAPD

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