Frank Edward Riggio

Current Employers

Employment History

• 06/2011 → 02/2017
  Investacorp Inc
  Miami, FL
• 06/2011 → 02/2017
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → Present
  Prosus Capital Partners, Llc
  New York, NY
• 01/2018 → 12/2019
  Franklin Financial Planning
  New York, NY
• 02/2017 → 01/2018
  Smcglobal Usa
  New York, NY
• 01/2020 → 07/2020
  Self Employed
  New York, NY

Other Businesses

Mr. Riggio, Managing Member of our Firm, in his personal capacity, holds the New York State Life and Health Insurance License under CPS Insurance. He will not actively facilitate sales of insurance products. From time to time, Mr. Riggio will recommend insurance products to the Firm's financial planning clients as part of their financial plans. As an insurance agent, Mr. Riggio receives commissions and other related revenues from various insurance companies whose products he sells. Commissions generated by insurance sales do not offset regular advisory or financial planning fees. The causes a conflict of interest in recommending certain products of various insurance companies, as Mr. Riggio would collect commission from insurance companies in addition to advisory or financial planning fees and is therefore incentivized to recommend insurance products that may not necessarily be in the best interests of the Firm's clients. Our Firm's investment recommendations will always be in the client's best interest.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-03
• S63 Uniform Securities Agent State Law Examination
  1987-12-28

Other Names

• Frank E Riggio