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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2021-09-29 |
Branch Locations
1643 Williamsburg Square Ste. 107, Lakeland, FL 33803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2009 | 12/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2009 | Present |
1)FLORIDA FIDUCIARY, 1014 S FLORIDA AVE STE A, LAKELAND, FL, 3/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. DH CLARK LLC, LAKELAND, FL, 04/2014. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-50/WK-50/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-16 |
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