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Angel Fernando Lopez

LPl Financial LLC

Lakeland, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
TX RA APPROVED_RES 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED_RES
    Since 2022-01-03

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Company Of Florida, Llc Lakeland FL 06/2000 Present
Lpl Financial, Llc Lakeland FL 08/2019 Present
  • 06/2000 → Present
    Allen & Company Of Florida, Llc
    Lakeland, FL
  • 08/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2019-11-23 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
  • 2006-08-22 → 2019-11-22
    Allen & Company Of Florida, Llc
    Lakeland, FL
    Lakeland, FL
Other Businesses

1. 2/4/2021 - Waller Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/11/2021 - 2 Hours Per Month During Securities Trading. 2. 9/13/2021 - Abington Preserve, LLC - Investment Related - No address, raw land. - Other-Business Owner - Started 06/10/2021 - 16 Hours Per Month/0 Hours During Securities Trading - This entity will receive income from cattle and a hunting. 3. 3/17/22 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/22/2019 - 160 Hours Per Month/120 Hours During Securities Trading. 4. 3/17/22 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/22/2019 - 160 Hours Per Month/120 Hours During Securities Trading. 5. 05/17/2022 - No Business Name -Investment Related - Lakeland, FL 33801 - Real Estate Rental - Start Date - 05/01/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading 6. 12/20/2023 - Real Estate Rental - Investment Related - South Placida, Florida - Start Date 01/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 01/16/2026 - Placida Paradise LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/01/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-05
  • S66 Uniform Combined State Law Examination
    2001-01-05
Designations
Other Names
  • Angel Fernando Lopez
  • Angel F Lopez
  • Fred Lopez

View on SEC IAPD

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