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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-04 |
Branch Locations
1401 South Florida Avenue, Lakeland, FL 33803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lakeland | FL | 08/2019 | Present |
| Allen & Company Of Florida, Inc. | Lakeland | FL | 03/2004 | Present |
1. 3/18/2022 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: : 09/03/2019 - 0 Hour Per Month/0 Hours During Securities Trading. 2. 3/18/2022 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: : 09/03/2019 - 0 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 2003-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-19 |
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