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Souri S. Vongvirat

LPl Financial LLC

Lakeland, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
TX RA APPROVED_RES 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED_RES
    Since 2022-01-03

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Co Of Florida Lakeland FL 01/2000 Present
Lpl Financial, Llc Lakeland FL 08/2019 Present
  • 01/2000 → Present
    Allen & Co Of Florida
    Lakeland, FL
  • 08/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2019-11-27 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
  • 2006-09-05 → 2019-11-22
    Allen & Company Of Florida, Llc
    Lakeland, FL
    Lakeland, FL
Other Businesses

1. 3/18/2022 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/16/2022 - 0 Hour Per Month/0 Hours During Securities Trading. 2. 3/18/2022 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/16/2022 - 0 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 2004-04-03
  • S66 Uniform Combined State Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    2004-04-03
Other Names
  • Souri Soukhavong
  • Souriphone Soukhavong
  • Souri Soukhavong Vongvirat
  • Souriphone Vongvirat
  • Souriphone S. Vongvirat
  • Souriphone S Vongvirat

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