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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-02-23 |
Branch Locations
1500 Lancaster Avenue, Ste 102, Paoli, PA 19301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Paoli | PA | 08/1997 | Present |
(1) 08/25/1999: DEMPSEY & ASSOCIATES - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INSURANCE SALES (2) 10/17/2002: INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SALE OF FIXED INSURANCE (3) 03/08/2010: DEMPSEY & ASSOCIATES - IVN REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPNET - FIXED INS PRODUCTS (4) 02/01/2011: DEMPSEY&ASSOCIATES - NON-VARIABLE INSURANCE DBA - AT REPORTED BUSIENSS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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