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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1987-04-09
  • CT RA
    APPROVED
    Since 1987-04-09

Branch Locations

57 North St Ste 208, Danbury, CT 06810 • United States

Lakeside, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lakeside CT 10/1986 03/2020
Ameriprise Financial Services, Llc Danbury CT 03/2020 Present
Other Businesses

Outside Employment; Charym; Yoga Teacher - Teach one or two weekly yoga classes; ; 174 West Street, , Litchfield, CT, 6759; Not Investment-Related; 02/10/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Litchfield Hills Fitness; Yoga Teacher - Teach weekly yoga classes; Gym; 599 Bantam Rd, , Litchfield, CT, 6759; Not Investment-Related; 04/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-08
  • S63 Uniform Securities Agent State Law Examination
    1990-06-08

View on SEC IAPD

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