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Victoria Vera Wolfson

Oppenheimer & Co. Inc.

Houston, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-20
  • TX RA
    APPROVED
    Since 2009-03-20

Branch Locations

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Houston TN 03/2009 Present
  • 03/2009 → Present
    Oppenheimer & Co
    Houston, TN
Previous Registrations
  • 2007-01-19 → 2009-03-23
    Stanford Group Company
    Houston, TX
  • 2003-07-01 → 2007-01-19
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Houston, TX
  • 1997-10-07 → 2003-07-01
    Prudential Equity Group, Llc
    Houston, TX
Other Businesses

TRUSTEE FOR MY DECEASED MOTHERS TRUST. AGGREGATE HER ASSETS AND PAY OUT TO BENEFICIARIES. 24 HOURS IN 2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-16
S63 Uniform Securities Agent State Law Examination 1997-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-09-16
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01
Other Names
  • Victoria V Wolfson

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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