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Michael Eugene Rome

Doliver Advisors, L.P.

Houston, TX

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Current Employers
Doliver Advisors, L.P.

6363 Woodway Dr Suite 763, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-26
  • TX RA
    APPROVED
    Since 2020-05-26

Branch Locations

6363 Woodway Dr Suite 763, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texan Capital Management, Inc. Houston TX 08/2013 11/2016
Chilton Capital Management Llc Houston TX 11/2016 05/2020
Doliver Advisors Lp Houston TX 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-09
S63 Uniform Securities Agent State Law Examination 1987-03-17
  • S65 Uniform Investment Adviser Law Examination
    2009-06-09
  • S63 Uniform Securities Agent State Law Examination
    1987-03-17
Other Names
  • Mike Rome

View on SEC IAPD

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BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
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HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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