Best Investors
Account
Sign in
Best Investors
Account
Sign in
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-04-15 |
| TX | RA | APPROVED | 2015-04-09 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Capfinancial Group, Inc. (Fka: Miller,Perkins & Associates) | Raleigh | NC | 10/1997 | Present |
| Capfinancial Partners, Llc | Raleigh | NC | 02/2003 | 04/2022 |
| Captrust | Raleigh | NC | 04/2015 | Present |
| Capfinancial Holdings, Inc. | Raleigh | NC | 05/2015 | Present |
1. THE CAPFINANCIAL GROUP, INC. (FKA: MILLER,PERKINS & ASSOCIATES) ;INVESTMENT RELATED;HOLDING COMPANY;TITLE-VICE PRESIDENT, CO-OWNER;START DATE 10/1997;APPROX 1 HOUR PER MONTH DEVOTED TO MILLER PERKINS & ASSOCIATES;1 HOUR DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS;MILLER, PERKINS & ASSOCIATES IS A HOLDING COMPANY. 2. NAME: DOGWOOD STATE BANK, INVESTMENT-RELATED: NO, ADDRESS: TBD, NATURE: BANK, POSITION/TITLE: MEMBER BOARD OF DIRECTORS, START: 01/24/2018, HOURS/MONTH: 4, HOURS DURING MARKET HOURS: 2, DUTIES: BOARD MEMBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-20 |
Reach out to this advisor