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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-25 |
| LA | RA | APPROVED | 2016-01-28 |
Branch Locations
6425 Youree Dr. Suite 180, Shreveport, LA 71105 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Shreveport | LA | 12/1997 | 06/2018 |
| Rfg Advisory | Shreveport | LA | 04/2015 | Present |
| Private Client Services | Shreveport | AL | 06/2018 | Present |
1) TOMMY WILLIAMS. COMMITTEE OF 100. NON PROFIT. ADVISORY MEMBER. 2 HOURS/MO; 2 DURING TRADING HOURS. 2) COMMUNITY RENEWAL INTERNATIONAL. NON PROFIT. NATIONAL ADVISORY BOARD MEMBER. 2 HOURS/MO; 2 DURING TRADING HOURS. 3) FIRST UNITED METHODIST CHURCH. NON PROFIT. COMMITTE MEMBER. 2 HOURS/MO; 2 DURING TRADING HOURS. 4) 04/15/2015. RFG ADVISORY. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. ADVISORY ACTIVITY. IAR. 160 HOURS/MO; 140 DURING TRADING HOURS. 5) 12/01/1998. WILLIAMS FINANCIAL ADVISORS, LLC. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE/OWNER. 160 HOURS/MO; 140 DURING TRADING HOURS. 6) 12/01/1998. WILLIAMS FINANCIAL ADVISORS, LLC. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR ADVISORY BUSINESS THROUGH RFG ADVISORY. IAR/OWNER. 160 HOURS/MO; 140 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-05 |
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