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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2003-03-11
  • IA RA
    APPROVED
    Since 2003-03-11

Branch Locations

340 14Th Street Southeast, Sioux Center, IA 51250 • United States

Spirit Lake, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Sioux Center IA 07/2002 Present
Other Businesses

MISSION CENTRAL --LCMS POSITION: board member NATURE: A mission of LCMS for missionaries that are trained and financed there INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/13/2016 ADDRESS: 40718 Hwy E 16, Mapleton IA 51034, United States DESCRIPTION: just personal support for goals of mission and the matching of my dollars by Thrivent DESTINY YOUTH RANCH POSITION: board member NATURE: Youth Horse Ranch -- mission to bring Christ to Kids and responsibility of a horse for 3 day weekend INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2016 ADDRESS: 502 Seefield St, Alvord IA 51230, United States DESCRIPTION: just on advisory board to make suggestions of running the camp and how to access Thrivent for Choice $$ and Action Teams I personally financially support this charity and Thrivent Matches

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-30
S63 Uniform Securities Agent State Law Examination 1987-05-26
  • S66 Uniform Combined State Law Examination
    2002-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-05-26
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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