Robert Gerald Hendren

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-27
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED

Since 2023-04-27
CA RA
APPROVED

Since 1997-07-08

Branch Locations

3010 Old Ranch Pkwy, Seal Beach, CA 90740 • United States

Ennis, TX • United States

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seal Beach	CA	10/1986	Present
Bank Of America, N.A.	Seal Beach	CA	05/2011	Present

10/1986 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA
05/2011 → Present

Bank Of America, N.A.

Seal Beach, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-14
S63	Uniform Securities Agent State Law Examination	1987-01-20

S65 Uniform Investment Adviser Law Examination

1994-10-14
S63 Uniform Securities Agent State Law Examination

1987-01-20

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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