Michael Joseph Dorsey

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Stifel Nicolaus & Co Inc
  Honolulu, HI

Previous Registrations

• 2008-01-01 → 2008-08-20
  Wells Fargo Clearing Services, Llc
  Honolulu, HI
• 2005-07-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Honolulu, HI
  Honolulu, HI
  St. Louis, MO
• 1993-09-27 → 2005-06-28
  Citigroup Global Markets Inc.
  Honolulu, HI

Exams

• S66 Uniform Combined State Law Examination
  2008-12-31
• S63 Uniform Securities Agent State Law Examination
  1986-12-06

Other Names

• Michael Joseph Dorsey
• Michael Dorsey