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James Robert Vogel

Morgan Stanley

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-09
CT RA APPROVED 2013-11-27
  • TX RA
    APPROVED_RES
    Since 2024-08-09
  • CT RA
    APPROVED
    Since 2013-11-27

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wellesley MA 09/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2013 → Present
    Wellesley, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*210144 - Rental Property; Investment related: Yes; Northborough, Massachusetts; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2004; During business hours: 0; After business hours: 0.25; Administrative *192693 - Rental Property; Investment related: Yes; Boylston, Massachusetts; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2003; During business hours: 0; After business hours: 0.25; Administrative *210143 - Rental Property; Investment related: Yes; Centerville, Massachusetts; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/1985; During business hours: 0; After business hours: 0.25; Administrative *210145- Rental Property; Investment related -Yes; New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/1987; During business hours: 0; After business hours: 0.25; Administrative *311241 - Green Boylston Development Company LLC; Investment related: Yes; Boston, Massachusetts; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2009; During business hours: 0; After business hours: 0.25; Administrative *525474- TTVOGEL LLC; Investment related-Yes; Boston, Massachusetts; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 0.25; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
S65 Uniform Investment Adviser Law Examination 1997-02-24
S63 Uniform Securities Agent State Law Examination 1987-06-26
  • S66 Uniform Combined State Law Examination
    2013-11-27
  • S65 Uniform Investment Adviser Law Examination
    1997-02-24
  • S63 Uniform Securities Agent State Law Examination
    1987-06-26
Other Names
  • James R Vogel

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