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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2015-07-07 |
| TX | RA | APPROVED | 2015-07-06 |
Branch Locations
321 W. Lake Lansing Rd., E. Lansing, MI 48823 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Indian River, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | East Lansing | MI | 05/2004 | Present |
| Private Advisor Group, Llc | East Lansing | MI | 06/2015 | Present |
1- 05/25/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCAITON(S) - NON-VARIABLE INSURANCE 2- 07/08/2004: TRINITY FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3- 07/28/2015: PRIVATE ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 06/18/2015 - 130 HR/MO 110 DURING SECS TRDG HRS - PROVIDE ADVISORY SERVICES 4- 07/28/2015: TRINITY FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - START 06/18/2015 - 130 HR/MO 110 DURING SECS TRDG HRS - PROVIDE ADVISORY SERVICES. 5- 4/10/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/21/2001 - 1 Hour Per Month During Securities Trading - Notarize documents. 6- 10/2/2018 - Trinity Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2018 - 40 Hours Per Month During Securities Trading. 7- 11/8/2018 - Private Advisor Group - DBA: (Hybrid) Trinity Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2018 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8- 04/28/2026 - Cheboygan County Planning Commission - Politics/ Government - Not Investment Related - Cheboygan, MI - Start Date 04/22/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-29 |
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