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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-05-16 |
Branch Locations
3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 10/2012 | 05/2023 |
| Spc | Ann Arbor | MI | 10/2012 | 05/2023 |
| Annette M Wright, Mba, Cpa | Dewitt | MI | 10/2000 | Present |
| Lpl Financial Llc | East Lansing | MI | 05/2023 | Present |
1. 07/12/2023 - UPSTREAM INVESTMENT PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/1/2012 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 100% 2. 07/12/2023 - ANNETTE M WRIGHT, MBA, CPA - Investment Related - At Reported Business Location(s) - CPA - TAX SERVICES - CPA - Start Date 1/1/1991 - 10 Hours Per Month - Time Spent 5%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-18 |
| S66 | Uniform Combined State Law Examination | 2000-04-18 |
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