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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-08 |
Branch Locations
3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 02/2013 | 05/2021 |
| Edward Jones | St Louis | MO | 05/2021 | 12/2025 |
| Upstream Investment Partners | East Lansing | MI | 12/2025 | Present |
| Lpl Financial | East Lansing | MI | 12/2025 | Present |
1)12/08/2025 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)-Start date 12/08/2025-160hrs/mth-130hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-15 |
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