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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-22
MI RA APPROVED 2022-01-12
  • TX RA
    APPROVED_RES
    Since 2024-07-22
  • MI RA
    APPROVED
    Since 2022-01-12

Branch Locations

321 W Lake Lansing Rd, East Lansing, MI 48823 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Financial Advisors, Llc East Lansing MI 06/2019 02/2020
Calvin University Grand Rapids MI 09/2015 07/2019
Lpl Financial, Llc East Lansing MI 01/2020 Present
  • 06/2019 → 02/2020
    Trinity Financial Advisors, Llc
    East Lansing, MI
  • 09/2015 → 07/2019
    Calvin University
    Grand Rapids, MI
  • 01/2020 → Present
    Lpl Financial, Llc
    East Lansing, MI
Other Businesses

1. 2/3/2020 - Trinity Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 3/10/2020 - Private Advisor Group - DBA: (Hybrid) Trinity Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 2020. 3. 2/15/2023 - Private Advisor Group - DBA: Trinity Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 04/07/2021 - 20 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-21
S63 Uniform Securities Agent State Law Examination 2020-06-02
  • S66 Uniform Combined State Law Examination
    2020-10-21
  • S63 Uniform Securities Agent State Law Examination
    2020-06-02

View on SEC IAPD

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