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Stephen Frank Lawandales

LPl Financial LLC

Marietta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-05
TX RA APPROVED_RES 2018-05-25
  • GA RA
    APPROVED
    Since 2018-06-05
  • TX RA
    APPROVED_RES
    Since 2018-05-25

Branch Locations

732 Kennesaw Avenue, Suite 110, Marietta, GA 30060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lawandales Group Atlanta GA 12/1990 Present
Securities Service Network. Inc Marietta GA 08/2016 Present
Lpl Financial Llc Marietta GA 05/2018 Present
  • 12/1990 → Present
    The Lawandales Group
    Atlanta, GA
  • 08/2016 → Present
    Securities Service Network. Inc
    Marietta, GA
  • 05/2018 → Present
    Marietta, GA
Other Businesses

1) 05/15/2018 - The Lawandales Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/1985 - 160 hr/mth 2) 05/15/2018 - Lawandales Retirement Services - Third Party Administrator (TPA) - inv rel - at reported business location(s) - start: 10/1985 - 10 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
S63 Uniform Securities Agent State Law Examination 1987-01-21
  • S66 Uniform Combined State Law Examination
    2018-04-20
  • S63 Uniform Securities Agent State Law Examination
    1987-01-21
Other Names
  • Steve Lawandales

View on SEC IAPD

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