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3225 Shallowford Road Suite 220, Marietta, GA 30062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2007-11-07 |
Branch Locations
3225 Shallowford Road Suite 220, Marietta, GA 30062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anovest Investment Advisors, Inc. | Marietta | GA | 07/2004 | Present |
| Anovest Financial Services, Inc. | Marietta | GA | 11/2004 | Present |
| Anovest Financial Services, Inc. | Marietta | GA | 04/2009 | Present |
INSURANCE AGENT (NOT INVESTMENT RELATED),213 TRADITIONS DR, ALPHARETTA, GA 30004; SALE OF HEALTH AND LIFE INSURANCE APPOINTED BY VARIOUS INSURANCE COMPANIES;SINCE 08/2005;APPROX.15 HRS/YR (CE);SAME DURING TRDG HRS;COMMISSION SALES. SINCE JUNE 8, 2011, IAR/CORP.SEC. OF ANOVEST INVESTMENT ADVISORS, INC (REGISTERED INVESTMENT ADVISER); SAME ADDRESS AS ANOVEST FINANCIAL SERVICES; INVESTMENT-RELATED; # OF HOURS/MONTH IS NOT DETERMINABLE SINCE HOURS WORKED ARE INTERSPERSED WITH ANOVEST FINANCIAL SERVICES; DUTIES INCLUDE ADVICE AND PLANNING, ADMINISTRATIVE AND MAINTAINING CORPORATE RECORDS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
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