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10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-10 |
| PA | RA | APPROVED | 2018-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Marlton | NJ | 05/2009 | 10/2018 |
| Bank Of America,Na | Mount Laurel | NJ | 09/2009 | 10/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2018 | 06/2022 |
| Pine Valley Investments | Cherry Hill | NJ | 10/2018 | Present |
| J Alden Associates, Inc. | Wayne | PA | 07/2022 | Present |
1. Pine Valley Investments. Investment Related. 10 E Stow Road, Suite 200, Marlton NJ 08053. Financial Services, IAR. 10/2018. 120 hours per month, 100 during trading hours. Managing/servicing clients and assets.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-08 |
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