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Highland Capital Management, LLC CRD 104842
$3.88B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2014-02-19 |
Branch Locations
850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Management, Llc | Memphis | TN | 01/2014 | Present |
IAI, Charleigh D Ford Jr Drive, Columbus,MS, 3 Hours/Month, Not Investment Related, Advisory Board Member, Term Began 12/19, Full day once a quarter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-16 |
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