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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

520 Columbia Avenue, Chapin, SC 29036 • United States

Chapin, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 07/2016 Present
B. Riley Wealth Advisors Memphis TN 07/2022 Present
  • 07/2016 → Present
    B. Riley Wealth Management
    Memphis, TN
  • 07/2022 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Previous Registrations
Other Businesses

1. KENNEY CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS SAME AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2016. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS 2. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-12
S63 Uniform Securities Agent State Law Examination 1987-08-27
  • S65 Uniform Investment Adviser Law Examination
    1996-09-12
  • S63 Uniform Securities Agent State Law Examination
    1987-08-27

View on SEC IAPD

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