Shawn Patrick Kenney

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → Present
  B. Riley Wealth Advisors
  Memphis, TN

Previous Registrations

• 2009-04-16 → 2016-06-16
  Stephens
  Columbia, SC
• 2000-09-26 → 2009-04-17
  Wells Fargo Clearing Services, Llc
  Columbia, SC
  Columbia, SC

Other Businesses

1. KENNEY CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS SAME AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2016. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS 2. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-12
• S63 Uniform Securities Agent State Law Examination
  1987-08-27