Michael O'SHaughnessey

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Mass Mutual
  Chapin, SC
• 03/2012 → Present
  Mml Investors Services
  Chapin, SC

Other Businesses

NAME: MICHAEL S. O'SHAUGHNESSEY INV REL: Y ADD: 231 COLUMBIA AVE, CHAPIN SC 29036 NATURE: NONMMLIA - LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE AND FIXED ANNUITIES POSITION: AGENT. START DATE: 05/30/2012 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-26
• S63 Uniform Securities Agent State Law Examination
  2012-05-16