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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-07-11
  • SC RA
    APPROVED
    Since 2016-07-11

Branch Locations

231 Columbia Avenue, Chapin, SC 29036 • United States

Chapin, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Chapin SC 12/2011 Present
Mml Investors Services Chapin SC 03/2012 Present
  • 12/2011 → Present
    Mass Mutual
    Chapin, SC
  • 03/2012 → Present
    Mml Investors Services
    Chapin, SC
Other Businesses

NAME: MICHAEL S. O'SHAUGHNESSEY INV REL: Y ADD: 231 COLUMBIA AVE, CHAPIN SC 29036 NATURE: NONMMLIA - LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE AND FIXED ANNUITIES POSITION: AGENT. START DATE: 05/30/2012 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-26
S63 Uniform Securities Agent State Law Examination 2012-05-16
  • S65 Uniform Investment Adviser Law Examination
    2016-05-26
  • S63 Uniform Securities Agent State Law Examination
    2012-05-16

View on SEC IAPD

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