Thomas Anthony Gore

Employer firm

Keen Capital, Ltd CRD 145023

$180M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Lifemark Securities Corp.
  Rochester, NY
• 08/2007 → Present
  Core Advisors, Ltd.
  Chapin, SC

Previous Registrations

• 2002-07-30 → 2005-09-09
  Mml Investors Services, Llc
  Columbia, SC

Other Businesses

NAME OF BUSINESS: CORE ADVISORS, LTD. BUSINESS INVESTMENT RELATED: Y BUSINESS ADDRESS: 118 COLUMBIA AVE., CHAPIN, SC SC 29036 TITLE: PRESIDENT NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR RR DUTIES: FINANCIAL PLANNING, INVESTMENT ADVISE START DATE OF BUSINESS: 8/1/2007 HOUR/MONTHLY: 100 HOURS/MONTHLY DURING SECURITIES TRADE: 100

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-03
• S63 Uniform Securities Agent State Law Examination
  2000-08-30

Designations

• Certified Financial Planner