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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-10 |
| NJ | RA | APPROVED | 2005-10-03 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Scarsdale, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman, Llc | New York | NY | 10/2005 | Present |
| Neuberger Berman Management Llc | New York | NY | 12/2012 | Present |
Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis. Also: Tufts University, Start Date 9/8/2022, Visiting Lecturer, Teaching a class during the fall semester. 12 hours a month devoted to this activity during non trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-15 |
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