Best Investors Account Sign in

Douglas Andrew Rachlin

Neuberger Berman Bd LLC

New York, NY

Scarsdale, NY

CRD 1579658

Claim This Profile
Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-10
NJ RA APPROVED 2005-10-03
  • NY RA
    APPROVED
    Since 2021-04-10
  • NJ RA
    APPROVED
    Since 2005-10-03

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Scarsdale, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 10/2005 Present
Neuberger Berman Management Llc New York NY 12/2012 Present
  • 10/2005 → Present
    Neuberger Berman, Llc
    New York, NY
  • 12/2012 → Present
    Neuberger Berman Management Llc
    New York, NY
Previous Registrations
  • 2003-07-01 → 2005-10-06
    Lehman Brothers Inc.
    New York, NY
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis. Also: Tufts University, Start Date 9/8/2022, Visiting Lecturer, Teaching a class during the fall semester. 12 hours a month devoted to this activity during non trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-25
S65 Uniform Investment Adviser Law Examination 1996-07-15
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-07-15

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor