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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-25
IL RA APPROVED 2017-05-17
  • TX RA
    APPROVED
    Since 2017-05-25
  • IL RA
    APPROVED
    Since 2017-05-17

Branch Locations

8181 Communications Pkwy Building A, Floor 4, Plano, TX 75024 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
  • S66 Uniform Combined State Law Examination
    2017-05-08
Other Names
  • Mary Barbara Obrien
  • Barbara O'BRien

View on SEC IAPD

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