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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-10 |
Branch Locations
1330 Post Oak Blvd Suite 2190, Houston, TX 77056 • United States
470 Mariners Drive, Kemah, TX 77565 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-13 |
Branch Locations
2929 Allen Parkway, Houston, TX 77019 • United States
470 Mariners Drive, Kemah, TX 77565 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ned S. Holmes Investments, Inc. | Houston | TX | 06/1996 | Present |
| Lack Holdings, Inc. | Houston | TX | 12/1988 | Present |
| Durable Dividend Growth Strategies, L.P. | Houston | TX | 02/2022 | Present |
| Corient | Houston | TX | 05/2022 | Present |
| Cipw Service Company, Llc | Toronto | 04/2022 | 06/2023 | |
| Galapagos Partners | Houston | TX | 03/2006 | 04/2022 |
(1) Stephen Lack is the Partner of Corient, a registered investment adviser. When appropriate, Mr. Lack may recommend that you use the investment advisory services of Corient. If you utilize the advisory services of Mr. Lack through Corient, he may receive additional fees or other compensation in his capacity as an investment adviser representative. These fees would be in addition to any fees charged for the advisory services provided through Durable Dividend Growth Strategies, L.P. (2) Stephen P. Lack is also the President and CIO of Ned S. Holmes Investments, Inc., a single family office based in Houston, Texas. In this capacity, Mr. Lack will provide consulting related services to private partnerships and corporations. The consulting services offered, and compensation received, are separate and distinct from the advisory services offered through Durable Dividend Growth Strategies, L.P.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-23 |
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