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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2022-11-10

Branch Locations

1330 Post Oak Blvd Suite 2190, Houston, TX 77056 • United States

Durable Dividend Growth Strategies, L.P.

470 Mariners Drive, Kemah, TX 77565 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
  • TX RA
    APPROVED
    Since 2022-04-13

Branch Locations

2929 Allen Parkway, Houston, TX 77019 • United States

470 Mariners Drive, Kemah, TX 77565 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ned S. Holmes Investments, Inc. Houston TX 06/1996 Present
Lack Holdings, Inc. Houston TX 12/1988 Present
Durable Dividend Growth Strategies, L.P. Houston TX 02/2022 Present
Corient Houston TX 05/2022 Present
Cipw Service Company, Llc Toronto 04/2022 06/2023
Galapagos Partners Houston TX 03/2006 04/2022
  • 06/1996 → Present
    Ned S. Holmes Investments, Inc.
    Houston, TX
  • 12/1988 → Present
    Lack Holdings, Inc.
    Houston, TX
  • 02/2022 → Present
    Houston, TX
  • 05/2022 → Present
    Houston, TX
  • 04/2022 → 06/2023
    Cipw Service Company, Llc
    Toronto
  • 03/2006 → 04/2022
    Galapagos Partners
    Houston, TX
Previous Registrations
  • 2007-05-15 → 2024-02-29
    Galapagos Wealth Management, Llc
    Houston, TX
    Houston, TX
Other Businesses

(1) Stephen Lack is the Partner of Corient, a registered investment adviser. When appropriate, Mr. Lack may recommend that you use the investment advisory services of Corient. If you utilize the advisory services of Mr. Lack through Corient, he may receive additional fees or other compensation in his capacity as an investment adviser representative. These fees would be in addition to any fees charged for the advisory services provided through Durable Dividend Growth Strategies, L.P. (2) Stephen P. Lack is also the President and CIO of Ned S. Holmes Investments, Inc., a single family office based in Houston, Texas. In this capacity, Mr. Lack will provide consulting related services to private partnerships and corporations. The consulting services offered, and compensation received, are separate and distinct from the advisory services offered through Durable Dividend Growth Strategies, L.P.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-23
  • S65 Uniform Investment Adviser Law Examination
    2005-11-23

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