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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
4115 Blackhawk Plaza Cir Ste 100, Danville, CA 94506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Ptf Financial Services | Danville | CA | 09/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: DIABLO ADVISORY COMMITTEE ; INVESTMENT RELATED: NO ; ADDRESS: 1700 CLUB HOUSE RD, DIABLO, CA 94528 NATURE OF BUSINESS: COUNTRY CLUB COMMITTEE ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / ARCHIVIST ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: REVIEW MATTERS PERTAINING TO PLANNING AND ZONING IN THE DIABLO COUNTRY CLUB ; 2) NAME OF OTHER BUSINESS: PTF FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-23 |
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