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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-05-21 |
| CA | RA | APPROVED | 2005-03-04 |
Branch Locations
500 La Gonda Way Ste 280, Danville, CA 94526 • United States
1798 Technology Dr Ste 229, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger) | Danville | CA | 03/2005 | Present |
1. 03/04/2005 - NON-VARIABLE INSURANCE DBA - CALBAY INVESTMENTS, INC. - DANVILLE, CA. 2. 6/29/2021 - CBI2 LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/18/2021 - 1 Hour Per Month/0 Hours During Securities Trading - This LLC was established for accounting and management purposes only. 3. 7/8/2021 - New York Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/15/2021 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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