Inactive

John Ho Seo

Steward Partners Investment Advisory, LLC

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Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-30
TX	RA	APPROVED	2025-06-30

CA RA
APPROVED

Since 2025-06-30
TX RA
APPROVED

Since 2025-06-30

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

500 La Gonda Way Suite 210, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Consilium Wealth Management, Llc	San Ramon	CA	10/2010	Present
Simplex Wealth Management	San Ramon	CA	06/2015	Present
Steward Partners Global Advisory, Llc	Danville	CA	06/2025	Present
Steward Partners Investment Advisory, Llc	Danville	CA	06/2025	Present

10/2010 → Present

Consilium Wealth Management, Llc

San Ramon, CA
06/2015 → Present

Simplex Wealth Management

San Ramon, CA
06/2025 → Present

Steward Partners Global Advisory, Llc

Danville, CA
06/2025 → Present

Steward Partners Investment Advisory, Llc

Danville, CA

Previous Registrations

2010-10-20 → 2025-09-04

Consilium Wealth Management

San Ramon, CA

San Ramon, CA

Danville, CA
2015-07-14 → 2025-09-04

Simplex Wealth Management

Danville, CA
2010-08-18 → 2011-01-04

Lexington Financial/Life Management, Llc

Pleasant Hill, CA
2004-01-12 → 2010-08-09

Destination Wealth Management

Walnut Creek, CA
2000-09-24 → 2004-04-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-03-01

S66 Uniform Combined State Law Examination

1999-03-01

Designations

Other Names

Chong Ho Seo

View on SEC IAPD

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Other Investors

CLAUDINE ANTOINETTE SPENCE

RONALD JOHN SCHULER

PAUL JON ACKERLEY

PATRICK J MCSTAY

SCOTT MICHAEL BARTONE

Anthony Vollmer

Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT

K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT

LONGRANGE CAPITAL, L.P. · STAMFORD, CT

DWM ASSET MANAGEMENT, LLC · STAMFORD, CT

O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT

CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT

INTEGRA GLOBAL ADVISORS LLC · Stamford, CT

MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

More in Stamford, CT

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