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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-25 |
Branch Locations
500 La Gonda Way Ste 280, Danville, CA 94526 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Crek | CA | 10/2014 | 06/2017 |
| Lpl Financial, Llc | Danville | CA | 09/2017 | Present |
| Strategic Wealth Advisors Group, Inc. | Danville | CA | 09/2017 | 08/2020 |
1. 9/22/2017 - CALBAY INVESTMENTS, INC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/08/2017 - 173 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/7/2020 - No Business Name - Investment Related - Concord, CA 94519 - Real Estate Rental - Started 09/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-28 |
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