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John Francis Short

Osaic Wealth, Inc.

Raleigh, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14

Branch Locations

2301 Stonehenge Dr. Suite 101, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Durham NC 12/1998 09/2020
Ssn Advisory, Inc Durham NC 10/2008 09/2020
Securities America, Inc. Raleigh NC 09/2020 06/2024
Securities America Advisors, Inc. Raleigh NC 09/2020 06/2024
Osaic Wealth, Inc. Raleigh NC 06/2024 Present
  • 12/1998 → 09/2020
    Securities Service Network, Inc.
    Durham, NC
  • 10/2008 → 09/2020
    Ssn Advisory, Inc
    Durham, NC
  • 09/2020 → 06/2024
    Securities America, Inc.
    Raleigh, NC
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Raleigh, NC
  • 06/2024 → Present
    Raleigh, NC
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Morrisville, NC
    Raleigh, NC
  • 2008-10-21 → 2020-09-18
    Ssn Advisory, Inc.
    Morrisville, NC
Other Businesses

JOHN SHORT SOLE PROPRIETOR - PO BOX 12807 RTP NC 27709 - SOLE PROP - BENEFIT ENROLLMENT PRESENTER - 1/1/1995 - 1% OF TIME - 3 HR/MO/TRD HRS - EXPLAIN HEALTH AND 401K PLANS FOR VENDORS - NON-INVESTMENT RELATED ACCUTAX POSITION: owner NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/10/1995 ADDRESS: 2301 STONEHENGE DR. SUITE 101 RALEIGH NC 27615, United States DESCRIPTION: Tax preparation. JOHN SHORT POSITION: owner NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/1995 ADDRESS: 2301 STONEHENGE DR. SUITE 101 RALEIGH NC 27615, United States DESCRIPTION: Life Insurance and Long term care product sales and needs analysis. ADVISORY POSITION: advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/27/2020 ADDRESS: 2301 STONEHENGE DR. SUITE 101 RALEIGH NC 27615, United States DESCRIPTION: advisory

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-06
  • S63 Uniform Securities Agent State Law Examination
    1987-04-06
Designations
Other Names
  • Jack Short
  • John Frances Short

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