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John Stephen Hirschauer

LPl Financial LLC

Danbury, CT

CRD 1576509

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-01
  • CT RA
    APPROVED
    Since 2024-05-01

Branch Locations

36 Mill Plain Road Ste 311, Danbury, CT 06811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 03/2001 05/2024
Lpl Financial Llc Danbury CT 05/2024 Present
  • 03/2001 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 05/2024 → Present
    Danbury, CT
Previous Registrations
  • 2003-03-14 → 2024-05-01
    Crown Capital Securities, L.P.
    Danbury, CT
    Danbury, CT
    Orange, CA
Other Businesses

(1) 05/01/2024 - Fixed Insurance- Trails Only - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 4 Hours Per Month (2) 05/01/2024 - catcit Holdings, LLC - Real Estate Rental - Investment Related - Danbury, CT - Start Date 01/01/2021 - 4 Hours Per Month (3) 05/01/2024 - Pinnacle Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-05
  • S63 Uniform Securities Agent State Law Examination
    1986-12-05
Other Names
  • Cito Hirschauer

View on SEC IAPD

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