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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-11
NJ RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-06-11
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

95 Christopher Columbus Dr Fl 13, Jersey City, NJ 07302 • United States

897 East Broad Street, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 01/2014 08/2023
Securian Financial Services, Inc St. Paul MN 01/2014 08/2023
Allied Wealth Partners New York NY 01/2014 Present
Cetera Wealth Services, Llc Jersey City NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2014 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 01/2014 → 08/2023
    Securian Financial Services, Inc
    St. Paul, MN
  • 01/2014 → Present
    Allied Wealth Partners
    New York, NY
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Jersey City, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-01-12 → 2023-08-10
    Securian Financial Services, Inc.
    New York, NY
    Jersey City, NJ
    Parsippany, NJ
    St. Paul, MN
  • 2002-06-21 → 2014-01-24
    New England Securities
    New York, NY
    New York, NY
    Elmsford, NY
    Jersey City, NJ
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: , Jersey City NJ , United States DESCRIPTION: Agent/Broker FINANCIAL FOCUS GROUP LLC POSITION: Partner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2014 ADDRESS: , Jersey City NJ , United States DESCRIPTION: Partner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-02
  • S63 Uniform Securities Agent State Law Examination
    1999-07-02
Designations
Other Names
  • Rod Carolan
  • Roderick Murphy Carolan

View on SEC IAPD

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