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Kerry James Lapp

Stifel, Nicolaus & Company, Incorporated

Brookfield, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-25
TX RA APPROVED_RES 2022-07-05
WI RA APPROVED 2008-03-28
  • FL RA
    APPROVED
    Since 2024-01-25
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • WI RA
    APPROVED
    Since 2008-03-28

Branch Locations

18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St. Louis MO 03/2008 Present
  • 03/2008 → Present
    Stifel Nicolaus
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-12
S63 Uniform Securities Agent State Law Examination 1986-10-30
  • S65 Uniform Investment Adviser Law Examination
    2008-08-12
  • S63 Uniform Securities Agent State Law Examination
    1986-10-30

View on SEC IAPD

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Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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