Alma Gay Nicholas-Long

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith
  Roanoke, VA

Previous Registrations

• 2005-09-29 → 2006-07-14
  Ubs Financial Services Inc.
  Roanoke, VA
  Roanoke, VA
• 2004-08-24 → 2005-09-27
  Morgan Stanley Dw Inc.
  Roanoke, VA

Other Businesses

I*6873 For profit or not for profit: Name of outside business organization: William E Long Jr and Alma Nicholas-Long Address of business: Roanoke, Virginia 24012 Nature of business: , Position, title, association: , Start date of relationship: 8/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-26
• S63 Uniform Securities Agent State Law Examination
  1987-01-09

Other Names

• Alma Gay Nicholas