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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-18 |
| VA | RA | APPROVED | 2006-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Roanoke | VA | 06/2006 | Present |
I*6873 For profit or not for profit: Name of outside business organization: William E Long Jr and Alma Nicholas-Long Address of business: Roanoke, Virginia 24012 Nature of business: , Position, title, association: , Start date of relationship: 8/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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