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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-01-19 |
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
25 Nw Riverside Drive Suite 320, Evansville, IN 47708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Evansville | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Evansville | IN | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Evansville | IN | 01/2023 | Present |
SAXE PINKSTON FINANCIAL GROUP LLC, INV RELATED, EVANSVILLE, IN, 33.33% OWNERSHIP, START 10/24/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. D. SCOTT SAXE LLC, INV RELATED, EVANSVILLE, IN, 100% OWNERSHIP, START 10/24/2022, 10 HOURS PER MONTH, 10 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-31 |
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