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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
7517 Eagle Crest Blvd, Evansville, IN 47715 • United States
Newburgh, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Evansville | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Evansville | IN | 03/2020 | Present |
Business Ownership; Enterprise Support Services; Owner; Manage Ameriprise Business; 7517 Eagle Crest Blvd, , Evansville, IN, 47715; Investment-Related; 10/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / HPJ Holdings, LLC; Co-owner; Real Estate; 7517 Eagle Crest Blvd, , Evansville, IN, 47715; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Hayes, Powers and Associates, LLC; Owner; Manage Ameriprise Business; 7517 Eagle Crest Blvd, , Evansville, IN, 47715; Investment-Related; 10/01/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Hayes, Powers and Associates, LLC; Manager; Manage advisory business; 7517 Eagle Crest Blvd, , Evansville, IN, 47715; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-25 |
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