Joshua Eli Self

Employer firm

Ridgeline Wealth Advisors, LLC. CRD 284843

$189M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Penn Mutual Life Ins Co
  Raleigh, NC
• 07/2016 → Present
  Ridgeline Wealth Advisors Llc (Fka Plc Wealth Management)
  Raleigh, NC

Previous Registrations

• 2014-06-18 → 2016-09-01
  Envision Wealth Planning
  Franklin, TN
• 2007-03-07 → 2014-06-20
  Hornor, Townsend & Kent, Llc
  Morrisville, NC
  Franklin, TN
  Morrisville, NC
• 2003-07-09 → 2007-03-14
  1717 Capital Management Company
  Durham, NC
  Durham, NC
  Raleigh, NC
• 2001-12-27 → 2003-06-05
  Mony Securities Corporation
  Charlotte, NC

Other Businesses

1) INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: MARCH 2007, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10 FOR NON-SECURITIES RELATED BUSINESS, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: LESS THAN 10 FOR NON-SECURITIES RELATED BUSINESS, DUTIES: SALES AND SERVICE OF FIXED LIFE AND HEALTH RELATED PRODUCTS. 2) FINANCIAL INDEPENDENCE GROUP, NOT INVESTMENT-RELATED, 19520 WEST CATAWABA AVE, SUTE 200, CORNELIUS, NC 28031, FIXED INSURANCE PRODUCTS, START DATE: APRIL 2011, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 3) ITRANSACT, NOT INVESTMENT-RELATED, 314 South West, Farmington, Utah 84025, CREDIT CARD PROCESSING FOR BUSINESS, RELATIONSHIP MANAGER, START DATE: 07/14/2008, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: ATTEMPT TO ASSIST BUSINESSES IN REDUCING CREDIT CARD TRANSACTION FEES. 4) RENTAL PROPERTY, NOT INVESTMENT-RELATED, 8504 BLUEBILL CT., RALEIGH, NC 27615 AND 713 MISTY ISLE PLACE, RALEIGH, NC 27615, RENTAL PROPERTY, OWNER, START DATE: AUGUST 2012, APPROXIMATE NUMBER OF HOURS/MONTH: 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10, DUTIES: PROPERTY MANAGEMENT COMPANY RECEIVES RENTS, INTERVIEWS RENTERS AND PROVIDES ANY OTHER MAINTENANCE SERVICES REQUIRED. MY DUTIES ARE TO COMMUNICATE WITH THE PROPERTY MANAGEMENT COMPANY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-24
• S63 Uniform Securities Agent State Law Examination
  1999-08-11

Designations

• Certified Financial Planner
• Chartered Financial Consultant