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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Lubbock | TX | 07/1998 | Present |
| Morgan Stanley Smith Barney | Lubbock | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY; COLLECT RENT AND MAKE SURE THE PROPERTIES ARE IN GO SHAPE 2. SportsTalk with Thetford and Ashby; Not investment related; Lubbock, Tx Radio Sports Show; Employee; 09/2099; During business hours: 0; After business hours: 20
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-08 |
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