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Joshua Ruben Ortiz

Amicus Financial Advisors, LLC

Lubbock, TX

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Current Employers
Amicus Financial Advisors, Llc

7021 Kewanee Ave 4-102, Lubbock, TX 79424 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-20
  • TX RA
    APPROVED
    Since 2020-07-20

Branch Locations

7021 Kewanee Ave 4-102, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amicus Financial Advisors Lubbock TX 06/2017 Present
Lubbock Police Department Lubbock TX 01/2004 06/2026
State Of Texas - Health And Human Services Lubbock TX 06/2026 Present
  • 06/2017 → Present
    Amicus Financial Advisors
    Lubbock, TX
  • 01/2004 → 06/2026
    Lubbock Police Department
    Lubbock, TX
  • 06/2026 → Present
    State Of Texas - Health And Human Services
    Lubbock, TX
Other Businesses

1. Insurance license/investment-related/Lubbock, TX/June 2023/less than 10 hours per month and during trading hours 2. State of Texas - Health and Human Services/not investment-related/Lubbock, TX/Sergeant - Criminal Investigator/June 2026/full-time position

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-14
  • S65 Uniform Investment Adviser Law Examination
    2020-07-14
Designations

View on SEC IAPD

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